Early crowdfunding often broke securities laws due to unregistered offerings. In 2015, the SEC's Regulation Crowdfunding (Regulation CF) addressed this, stemming from the JOBS Act. It provides an ...

Accounting and auditing enforcement activity declined sharply in 2025 at both the Securities and Exchange Commission and the ...

As the SEC moves closer to fully reopening along with other parts of the federal government, wealth management groups are calling for policies to end what they deem "regulation by enforcement." ...

For companies seeking to raise capital without the complexities and costs of a public offering, Regulation D under the Securities Act provides a valuable exemption from SEC registration. This allows ...

On Feb. 17, 2026, the US Securities and Exchange Commission’s Division of Corporation Finance published revised Compliance and Disclosure Interpretations (C&DIs) on Regulation Crowdfunding. The five ...

For the first time, crypto and digital assets played a meaningful role in a US election. The crypto community favored President Trump in the 2024 election because he promised crypto-friendly reforms ...

Discover Regulation U's impact on bank loans and securities purchases. Learn about leverage limits, lender requirements, and exemptions for improved investment decisions.

The SEC adopted final HFIA Act rules requiring FPI insiders to disclose equity holdings and transactions under Section 16 of the Exchange Act.

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